PANews 12月3日消息,美国证券交易委员会(SEC)已向该国一些最多产的高杠杆交易所交易基金提供商发出了一系列警告信,这实际上阻止了旨在提供股票、商品日收益两倍或三倍的产品的推出。在周二发布的九封几乎完全相同的信函中,SEC告知包括Direxion、ProShares和Tidal在内的公司,在关键问题得到解决之前,它将不会继续推进对拟议发行产品的审查。监管机构的核心担忧是,这些基金的风险敞口可能超过SEC关于基金相对于其资产可承担风险的限制。这些信函指示基金管理人要么修改其投资策略,要么正式撤回申请。
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